SEC Seeks Final Judgment Against Ken Leech
The Securities and Exchange Commission moved for a final judgment by consent against Stephen Kenneth Leech II.
The Securities and Exchange Commission has moved for the entry of a final judgment by consent against Stephen Kenneth Leech II, according to SEC_Press. Leech previously served as the co-chief investment officer of registered investment adviser Western Asset Management Company LLC.
SEC Legal Action
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The regulatory filing advances the ongoing legal proceedings involving the former co-chief investment officer. The agency seeks a final judgment through consent in the cherry-picking case.
Key Facts
- The SEC moved for entry of a final judgment by consent.
- The action targets Stephen Kenneth Leech II.
- Leech is the former co-chief investment officer of Western Asset Management Company LLC.
Source: sec.gov
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